"Mitochondrial
Eve," "Y Chromosome Adam," Testosterone, and Human Evolution
Rivista
di Biologia / Biology Forum 2002; 95:
319-326
Copyright ã 2002 by James
Michael Howard.
Abstract
I suggest primate evolution began as a
consequence of increased testosterone in males which increased aggression and
sexuality, therefore, reproduction and success. With time, negative effects of
excessive testosterone reduced spermatogenesis and started a decline of the
group. Approximately 30-40 million years ago, the gene, DAZ (Deleted in
AZoospermia) appeared on the Y chromosome, increased spermatogenesis, and
rescued the early primates from extinction. (Note: DAZ is considered by some to
specifically, positively affect spermatogenesis; others suggest it has no
effect on spermatogenesis.) Hominid evolution continued with increasing
testosterone. The advent of increased testosterone in females of Homo
erectus (or Homo ergaster), increased the female-to-male body size
ratio, and eventually produced another era of excessive testosterone. Excessive
testosterone caused a reduction in population size (bottleneck) that produced
the "Mitochondrial Eve" (ME) mechanism. (Only certain females
continued during the bottleneck to transmit their mitochondrial DNA.) That is,
the ME mechanism culminated, again, in excessive testosterone and reduced
spermatogenesis in the hominid line. Approximately 50,000 to 200,000 years ago,
a "doubling" of the DAZ gene occurred on the Y chromosome in hominid
males which rescued the hominid line with increased spermatogenesis in certain
males. This produced the "Y Chromosome Adam" event. The doubling of
DAZ allowed further increases in testosterone in hominids that resulted in the
increased size and development of the brain. Modern humans periodically
fluctuate between the positive and negative consequences of increased levels of
testosterone, currently identifiable as the secular trend, increased
infections, and reduced spermatogenesis.
Mitochondrial
Eve
It is my hypothesis that human evolution is
primarily a consequence of the effects of androgens on gene regulation within a
relatively stable genome over time (Howard [2001a]). That is, our evolution is
an extension of ongoing mammalian evolution (Howard [2001b]), primarily
accelerated by testosterone. Increasing testosterone probably participated in
the formation of primates, and later, the formation of hominids. The
mechanisms, designated "Mitochondrial Eve" and "Y Chromosome
Adam," represent two aspects of changes that occurred because of effects
of testosterone on hominid reproduction.
"Mitochondrial Eve" resulted from
an advantageous increase in testosterone production by female hominids that
positively affected reproduction but subsequently resulted in decline of the
population. This event produced larger females which increased the
female-to-male ratio in hominids and produced the large hominid, Homo
erectus (or H. ergaster). This combination of males and females of
high testosterone produced the increase in body and brain size of H. erectus.
I suggest excessive testosterone may produce negative effects which eventually,
adversely affected reproduction of H. erectus. As the population
declined, only certain females were able to continue reproduction. Therefore,
only the mitochondria of this "set" of female hominids would be
continued in the population.
The increase in testosterone of the
Mitochondrial Eve (ME) mechanism produced increased aggressiveness,
advantageous to reproduction because of increased sexuality and dominance in
males and females. This is why H. erectus was so successful. ME
and her offspring were sexier and drove others away, thereby, concentrating her
genes. ME is still with us; the mechanism has not changed. In modern humans, it
produces the "secular trend," the increase in size and height and
earlier puberty currently occurring in children in the U.S.A. (Freedman et
al. [2000]). I suggest the secular trend is actually an increase in the
percentage of people who produce increased testosterone. Therefore, they are
more aggressive and sexual; they reproduce faster than those of lesser testosterone.
I think Homo erectus developed because
of increased sexuality in both males and females. It is my suggestion that
populations that include females that exhibit increased sexuality also have an
advantage in reproduction in free-living primates. This exact situation has
been identified in free-living Bonobos.
"Differences in social
relationships among community members are often explained by differences in
genetic relationships. The current techniques of DNA analysis allow explicit
testing of such a hypothesis. Here, we have analyzed the genetic relationships
for a community of wild Bonobos (Pan paniscus) using nuclear and
mitochondrial DNA markers extracted from faecal samples. Bonobos show an
opportunistic and promiscuous mating behaviour, even with mates from outside
the community. Nonetheless, we find that most infants were sired by resident
males and that two dominant males together attained the highest paternity
success. Intriguingly, the latter males are the sons of high-ranking females,
suggesting an important influence of mothers on the paternity success of their
sons." (Gerloff et al [1999])
Y
Chromosome Adam
The ME mechanism should occur most rapidly in
the most propitious circumstances, that is, favorable "feed and
breed" areas. This would keep the group together sufficiently long to
produce the ME mechanism and increase testosterone. Increased aggression occurs
coincidentally with increased sexuality, therefore, high testosterone males and
females should concentrate within an area, with lesser testosterone types at
the periphery and beyond. This is very beneficial for this type of breeding
colony. However, this situation ultimately produces problems for hominids.
Excessive testosterone will ultimately produce consequences which reduce fertility.
The population can expand only so much before negative effects of testosterone
begin to accrue.
Among a number of negative effects of
excessive testosterone, reduced immune response and reduced fertility produce
the most adverse effects. In mammalian animal models, testosterone reduces
resistance to viruses (Holyoak et al. [1993]; McCollum et al.
[1994]), bacteria (Yamamoto et al. [1991]), and lowers immune function
following soft-tissue trauma and hemorrhagic shock (Wichmann et al.
[1996]). Too much testosterone increases the probability of infection. This
would be especially detrimental to a group of hominids engaged in periodic
aggression.
Too much testosterone may reduce
spermatogenesis. Testosterone is currently being considered as a male contraceptive.
Increasing testosterone adversely affects spermatogenesis in men (Zhengwei et
al. [1998]; Ge et al. [1999]). I suggest natural, gradual increases
in testosterone within a population may gradually reduce spermatogenesis
sufficiently to reduce overall fertility in a hominid population.
Therefore, increases in the percentage of
individuals of higher testosterone may produce declines in a population because
of increasing infections in males and females and reduced spermatogenesis in
males. Young, aggressive males might not live to reproduce coincidentally with
declines in dominant male reproduction. This situation could significantly
reduce the life span of a population, perhaps to extinction.
The gene DAZ (Deleted in AZoospermia) is
necessary/beneficial for spermatogenesis (Thielemans et al. [1998]).
Since increasing testosterone may have participated in the formation of
original primates, excessive testosterone may have participated in their
potential decline. DAZ first arose approximately 30-40 million years ago at the
approximate time of the beginning of primates (Xu et al [2001]). DAZ may
have improved spermatogenesis enough that reproduction increased sufficiently
to overcome the negative effects of testosterone in early primates.
The same mechanism that started, then
reduced, then rescued the early primates may have repeated itself in the
evolution of hominids. Approximately 143,000 years ago, these groups may have
been reaching their viable limits due to excessive testosterone. I suggest "a"
group, or a very limited number of very similar, related groups (Mitochondrial
Eve), was again altered by DAZ mutations which affected spermatogenesis
sufficiently to continue hominid evolution. This is supported. Approximately
55,000 to 200,000 years ago, DAZ doubled on the Y chromosome (Agulnik et al.
[1998]). The "Y Chromosome Adam" is dated approximately to 59,000
years ago. This doubling of DAZ may have increased spermatogenesis a second
time and allowed hominid survival.
Homo erectus migrated to various parts of the world but did not
survive. Homo neandertalensis did not survive. Both groups survived for
lengthy periods in their environments. The doubling of the DAZ is thought to
have occurred only in Africa (Agulnik ibid.). Only hominid groups in which
the doubling of DAZ occurred may have survived the negative effects of too much
testosterone.
Summary
"Mitochondrial Eve" and "Y
Chromosome Adam" may represent mechanisms directly tied to levels of
testosterone in hominids. I suggest ME was the result of the increase of
testosterone in female hominids which increased the ratio of female-to-male
size in Homo erectus. This increase in testosterone became excessive and
caused negative effects on the fertility of the group, especially male
fertility. The remaining females of this group are the source of surviving
mitochondria. DAZ is tied to male fertility; some suggest DAZ positively
affects spermatogenesis. The mutation of DAZ, which doubled the gene on the Y
chromosome, may have rescued the surviving hominids from decreased fertility.
Hominids carrying the double DAZ increased brain size as a result of the effects
of their increased testosterone on brain growth and development.
It is my hypothesis that human evolution is
driven by increases in testosterone. Since the mechanism is simply based on the
increase in individuals of higher testosterone, I suggest it occurs today. The
secular trend is its current signal; it is real and vigorous in the U.S.A. (see
Freedman). We are also seeing an increase in infections and a decline in
spermatogenesis in the U.S.A.
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