A Theory
of the Evolution of Eukaryotes, Crossing Over and Sex
Copyright ã 1997 by James Michael Howard.
(New Support from
2007: Some new support for my explanation of
eukaryotic evolution arrived in 2007.
Here is how I wrote about it for here and some other places on the
internet:
“It has been suggested that "Staphylococcus aureus
appears adapted to intracellular survival in non phagocytic cells." (BMC Genomics 2007; 8: 171) These findings of Garzoni, et al., may be
explained by DHEA use of both the host cells and S. aureus. It has been determined that DHEA "can
induce an increase in resistance to vancomycin in methicillin-sensitive and
methicillin-resistant clinical isolate of Staphylococcus aureus"
(Chemotherapy 2007; 53: 181-184). The
effects of internalization of S. aureus reported by Garzoni, et al., may
directly relate to DHEA levels within the host cells.
There is, moreover, a very important issue regarding a
significant event in evoution, that is, evolution of eukaryotic organisms,
which this report and that of the one cited above concerning DHEA and S.
aureus, Chemotherapy, mentioned above, may support. I suggest these two reports may support my
explanation of the evolution of eukaryotes dependent upon DHEA. (This is derived from my hypothesis that DHEA
was selected by evolution because it optimizes replication and transcription of
DNA.) In 1997, I first suggested that
the evolution of eukaryotes resulted from a sharing of DHEA between the nucleus
and the organisms which eventually became mitochondria. When the host organisms evolved the ability to
provide DHEA sufficient to optimize duplication and transcription of DNA in
both the nucleus and mitochondria, a symbiosis could occur that resulted in a
viable cell in which nuclear and mitochondrial DNA are reproduced in
subsequent, daughter cells.
Garzoni, et al., reported that "Following
internalization, extensive alterations of bacterial gene expression were
observed. Whereas major metabolic pathways including cell division, nutrient
transport and regulatory processes were drastically down regulated, numerous
genes involved in iron scavenging and virulence were up regulated. This initial
adaptation was followed by a transcriptional increase in several metabolic
functions. However, expression of several toxin genes known to affect host cell
integrity appeared strictly limited."
I suggest DNA and genes compete for DHEA which results in differential
replication and transcription. The
findings of Garzoni, et al., support this hypothesis. Since DHEA is used by both the host cells and
internalized S. aureus, cell division is reduced in the host cell while some
genes in S. aureus increase in transcription.
The use of DHEA by S. aureus genes reduces the available DHEA for the
host cell.
During evolution, I suggest an event occurred which was similar to the internalization of S. aureus as reported by Garzoni, et al. Subsequently, host cells evolved the ability to produce sufficient DHEA for themselves and the internalized organisms. Once this occurred, I suggest the first eukaryotes existed.”
Evolution of
Eukaryotes
Steroids, histones, and mitochondria appear
in relatively close proximity in the evolution of eukaryotes. It is my theory
that the hormone, dehydroepiandrosterone (DHEA), may be the reason that
mitochondrial-like organisms (MLOs) successfully invaded "host
cells," the combination, of which, eventually produced eukaryotic
organisms. My principal hypothesis of my theory is that DHEA is directly
involved in the opening of the DNA helix, during transcription and replication.
Based on this hypothesis, the host cell produced DHEA for transcription and
replication of its own DNA. When MLOs were included into the milieu of the host
cells, the DNA of the MLOs benefited from the DHEA. In the following quotation,
note that not only is mitochondrial respiration stimulated by DHEA, but protein
synthesis is also stimulated. This is an indication that DHEA positively
affects transcription of the mitochondrial DNA.
"These
findings indicate that mitochondrial respiration is the earliest factor
affected by DHEA and may be associated with protein synthesis." (Journal
of Nutrition 1991; 121: 240)
The entry of MLO DNA into the host cell would
create a competition for DHEA between the two genomes. This would produce a
selection pressure that would affect DNA and DHEA. (Over time, I suggest, this
would stimulate an increase in endothermic organisms, as it would also increase
the numbers of mitochondria in the organisms.) My theory suggests that DHEA
exerts its effect on DNA by hydrogen bonding between thymine and adenine bases
in DNA. Therefore, the effect of competition for DHEA in the host cell genome would
be an increase in thymine-adenine bases. An increase in T-A bases would
increase the effects of DHEA in the host genome. I suggest this is the reason
that E. coli has approximately 25% of each of the nitrogenous bases, while
humans and other mammals have about 21% cytosine and quanine and 29% thymine
and adenine. It may be that this increase in thymine and adenine was
accomplished by development of multiple sites for DNA replication in the nuclei
of eukaryotes. Replication sites should exhibit increased areas of T-A bases.
Increased replication sites should, therefore, increase competition for DHEA by
nuclear DNA.
It is known that certain levels of nuclear
DNA and mitochondria must exist before eukaryotic cells can divide. It is my
theory this occurs, because of the competition between the two DNAs for DHEA,
i.e., not enough DHEA is produced for nuclear DNA replication during the time
of mitochondrial growth, and vice versa. That is, nuclear and mitochondrial DNA
compete for a limited supply of DHEA. One waits on the
other, i.e., a time lag in mitochondrial growth and nuclear DNA replication
would develop. Eukaryotes would accommodate this lag in DHEA availability by
developing a mechanism which would inhibit nuclear DNA replication until
mitochondrial replication has finished. Following mitochondrial use of DHEA,
DHEA and mitochondrial energy could then be used for mitosis.
I suggest the mechanisms that evolved for
separating the use of DHEA, by the two genomes, are H1 histones and the nuclear
envelope, hallmarks of the eukaryotes. H1 histones, according to my theory,
developed to repress nuclear DNA replication. That is, these histones are a
mechanism to shut down DNA opening by DHEA, therefore, freeing up DHEA for
mitochondrial use. Mitochondria do not produce histones. Since a nuclear
envelope is also characteristic of eukaryotes, the nuclear envelope may have
evolved to sequester H1 histone gene translation in the nuclear envelope, so
H1s could not turn off mitochondrial DNA, and, therefore, mitochondrial energy.
H1s are, indeed, synthesized directly in the nuclear milieu. (In 1979, work on
H1s had established that H1s could repress transcription. Also, in 1979, I
developed a detailed explanation of how the H1s can be affected by
phosphorylation and nonhistone chromosomal proteins to open DNA for
transcription. For sake of brevity, at this time, I will post it at another
time.)
Crossing Over
In 1992, I had the occasion to respond to
an author of the Journal of Reproduction and Fertility 1991; 93:
467, about the "fluctuation of histone H1 kinase activity during meiotic
maturation in porcine oocyes." I wrote to explain how my model of
transcription control by H1s may fit their findings in meiosis. (That letter
included my mechanism of H1 control of transcription, in detail) One of my
important hypotheses, generated by my letter to them, was a new explanation of
crossing over. For this part of my theory, you need to know that
phosphorylation of H1s removes H1s from chromatin. This phosphorylation of H1s,
according to my theory, is necessary before DNA synthesis in mitosis and
meiosis. In the same manner as my transcription theory suggests, H1s must be
removed before replication may occur. (H1 kinase
phosphorlyates H1s.) Naito and Toyoda contains a diagram of H1 kinase
activity, Fig 3, page 471, that shows that H1 kinase activity is low in the
germinal vesicle, rises in prometaphase I, and reaches a maximum in metaphase
I. The activity then declines to just above that of the germinal vesicle at
anaphase and telophase I. It then increases, again, at metaphase II,
essentially as high as that of metaphase I.
As I reread some textbooks about meiosis in
preparation for writing Naito, it occurred to me that crossing over of
pachytene during meiotic prophase may result from relatively incomplete
phosphorylation of H1 histones at this time. That is, as H1 histones are
removed by phosphorylation, detached unphosphorylated H1 histones may actually
recombine with core histones of other stands of DNA and cause crossing over.
(It is established that H1s are attached at one end to the core histones and at
the other end in the "linker region of DNA" between core histones.)
During pachytene the levels of H1 kinase, according to my theory of crossing
over, is not so high; this would explain why crossing over occurs at pachytene
and not later in meiosis, when H1 kinase activity is so high. If my idea is
correct, not only will this explain crossing over, but will provide a powerful
evolutionary selection pressure for development of H1 histone formation in
evolution of eukaryotes. That is, the core histones probably evolved first to
act as support structures for DNA replication and condensation in eukaryotes,
somewhat advanced beyond yeasts. (Yeasts do not produce H1 histones.) This
extremely useful function of crossing over would evolve along with sex and the
true eukaryotes.
The idea is that if only a small fraction of
H1 histones are not phosphorylated on time, crossing over occurs. If the vast majority are not phosphorylated, then nondisjunction occurs;
the chromosomes are literally glued together by the histones. This is a general
mechanism, supported by the following quotation.
"(1)
Nondisjunction of the sex chromosomes is largely confined to the first meiotic
division; (2) nondisjunction involves chromosomes 2 and 3 as well as the sex
chromosomes; this argues against a specific geometrical problem with sex
chromosomes pairing and segregation and in favor of a more general
physiological effect on the control of meiosis; ..." (Genetics
1984; 107: 609)
If I am correct, this effect should be
relatively global, i.e., it should not be isolated to one particular
chromosome. Also, it should occur during the first meiotic division.
The Evolution of
Sex
I suggest that protein kinase evolved to
remove H1 histones totally from DNA for replication. Since cell division would
benefit from this, it seems appropriate to assume that the activity had
selection value. That is, cells that were better at it, divided more. My theory
of the interaction of H1s and DHEA also explains multicelluarity. That is,
specialization in the manipulation of H1 removal probably occurred over time in
different cells. Differential removal of H1s could produce differences in
transcription in different cells. Eventually, the non-histone chromosomal
proteins, that I utilize to explain differential transcription, would arise.
Differential transcription, at some point,
must have produced problems for cell division, within multicellular clumps of
cells. In cells in which the chromatin exhibited very little transcription,
cell division would be a problem. I suggest the protein kinase evolved to over come this division problem. That is, some of these cells
over-expressed, or perhaps produced a more powerful protein kinase for allowing
cell division. Since these cells would be characterized by highly repressed
DNA, the DHEA would be more readily available for the mitochondria. This would
increase the energy and cytoplasm available for cytoplasmic division, while the
nuclear DNA remained repressed.
A single event, or a single cascade of
events, involving protein kinase could have evolved that resulted in a rapid
DNA replication in cells that have increased tremendously in size, due to
increased mitochondrial function and reproduction. This scenario could
eventually produce a large cell with a haploid genome, due to a rapid division.
Since these cells would be nutrient enriched, fusion of two of them could
rapidly produce a diploid cell. This fused cell would exhibit rapid cell
divisions, because of extra mitochondrial energy and mass. The daughter cells
could produce "normal" multicelluarity as the mitochondrial and
nuclear genome reestablish a normal ratio of nuclear
and mitochondrial DNA to DHEA. Eventually, the formation of the severely
repressed cells would occur, and the mechanism would repeat itself.
All that would be necessary for
"sex" to evolve are mechanisms that would enhance the process. Such
things as chromosomal part deletions, crossing over, etc. may enhance the repression
in these cells, the size of the cytoplasm, etc. These could produce the large
egg and small sperm that we see today. Of course nature is full of the
variations leading from simple cell division, to fusion of two similar, haploid
cells, to the formation of the egg and sperm that would increase the favorable
aspect of fusion of two large haploid cells from two different organisms.